Enforcement records
By Kai Greenspan, Founding Editor
Some listed agencies have a public enforcement record. When a regulator has taken a
published action against an agency in this directory, we explain it here in plain English,
drawn from the regulator’s own document, with the source linked and dated. Every finding is
attributed to the regulator, not to us; each page also states how the matter stands.
Minor administrative matters, such as a late annual report, are noted on the agency’s profile
rather than given a page of their own.
This section reports public regulatory records. It is not legal advice and is not a consumer report. Any agency may respond through our corrections policy.
| Agency | Regulator | Date | Penalty |
|---|---|---|---|
| Global Solution Biz LLC | Idaho Dept. of Finance | May 14, 2024 | No monetary penalty |
| Saturn Systems Inc. | California DFPI | February 7, 2025 | $90,000 |
| Todd, Bremer & Lawson, Inc. | Idaho Dept. of Finance | March 3, 2011 | $10,000 |
| Transworld Systems, Inc. | CFPB (federal) | September 18, 2017 | $2.5 million |
| Trident Asset Management, L.L.C. | Connecticut Dept. of Banking | May 30, 2018 | $20,000 |
| Vengroff Williams, Inc. | Connecticut Dept. of Banking | May 16, 2013 | $10,000 |